What Is a Mutual Fund & ETF Disclosure?
A mutual fund and ETF disclosure is a regulatory filing that reveals the holdings of institutional investors such as mutual funds, exchange-traded funds (ETFs), and other investment vehicles. These disclosures are required by the SEC and provide transparency into which securities funds are holding, how many shares they own, and how their positions have changed over time. Tracking these disclosures helps individual investors understand institutional sentiment toward specific stocks.
Our free Mutual Fund & ETF Disclosure Tracker lets you look up the latest disclosure holders for any stock symbol. See which funds hold a given security, their share counts, CUSIP identifiers, weight percentages, and position changes — all sourced from official SEC filings and updated regularly.
Why Use Our Fund Disclosure Tracker?
Comprehensive Holder Data
View CIK numbers, fund names, CUSIP identifiers, share counts, reporting dates, position changes, and portfolio weight percentages for every disclosure holder — all in one table.
Instant Symbol Lookup
Enter any stock ticker symbol to instantly retrieve the latest mutual fund and ETF disclosure holders. Quick-access buttons for popular symbols like AAPL, MSFT, GOOGL, and TSLA make it even faster.
Track Position Changes
Monitor how institutional holders are adjusting their positions. See whether funds are increasing, decreasing, or maintaining their holdings in a given stock to gauge institutional sentiment.
Reliable & Up-to-Date
Our data is sourced from trusted financial data providers and updated regularly, ensuring you always have access to the most current fund disclosure information from SEC filings.
How to Use This Fund Disclosure Tracker
- 1
Enter a Stock Symbol
Type a ticker symbol (e.g., AAPL, MSFT, TSLA) in the search box or click one of the popular symbol buttons for quick access.
- 2
Review Disclosure Holders
Browse the results table to see which mutual funds and ETFs hold the stock. Sort by any column — shares, weight percentage, change, or date reported — to find the information you need.
- 3
Analyze Position Changes
Check the "Change" column to see how fund positions have shifted. Positive values indicate increased holdings, while negative values show reduced positions.
- 4
Export or Refresh Data
Use the Refresh button to fetch the latest data, or Export CSV to download the disclosure holders for offline analysis and record-keeping.
Understanding Fund Disclosure Data
Each disclosure record contains several key data points that help you understand institutional ownership:
- CIK (Central Index Key): A unique identifier assigned by the SEC to each filing entity. You can use the CIK to look up all filings from a specific fund on the SEC EDGAR system.
- Holder: The name of the mutual fund, ETF, or investment trust that holds shares of the security. This tells you exactly which institutional investor owns the position.
- Security CUSIP: The CUSIP (Committee on Uniform Securities Identification Procedures) number uniquely identifies the specific security being held, including different share classes or bond issues.
- Shares: The total number of shares held by the fund as of the reporting date. This can include fractional shares for some fund types.
- Date Reported: The date of the disclosure filing, typically corresponding to the end of a reporting period (quarter-end or year-end).
- Change: The net change in shares held compared to the previous reporting period. A value of zero means the position was unchanged.
- Weight Percent: The percentage of the fund's total portfolio that this particular holding represents. Higher weight indicates greater conviction in the position.
Monitoring these disclosures over time can reveal trends in institutional ownership — whether smart money is accumulating or distributing a stock. This information is valuable for both fundamental analysis and understanding market sentiment around a security.